Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Holder is a financial advisor who has been in the industry since 2013. Holder is registered with the state of Florida as an Investment Advisor Representative. Holder is also registered with the state of Texas as an Investment Advisor Representative. Holder has been associated with Merrill Lynch, Pierce, Fenner & Smith Inc. since February 2013. Holder also worked at Bank of America, N.A. since September 2013. Holder has passed the Series 66 exam and the Series 7 exam and the SIE exam. Holder's registrations are active in multiple states. Holder has been registered as an Investment Advisor Representative in 42 states. Holder has also been registered as a Broker-Dealer Representative in 42 states. Holder's registrations are also active with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/26/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STUART FL)
BOTH
Issued 05/14/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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