Unclaimed
Thomas Ercolano is an investment advisor representative with Allstate Financial Advisors, LLC. Thomas Ercolano has been in the industry since December 4, 1997. Thomas Ercolano has a Series 6, 7 and 66 license, as well as a Securities Industry Essentials Examination (SIE). Previously, Thomas Ercolano worked at J.P. MORGAN SECURITIES LLC, PNC INVESTMENTS, WELLS FARGO ADVISORS, LLC, C. J. M. PLANNING CORP., WASHINGTON SQUARE SECURITIES, INC., RELIASTAR FINANCIAL MARKETING CORP. and JOHN HANCOCK DISTRIBUTORS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
NJ
10/20/2020 - Present
Allstate Financial Advisors, LLC (Madison NJ)
NJ
05/20/2016 - 02/07/2020
J.P. MORGAN SECURITIES LLC (Mendham NJ)
NJ
12/17/2013 - 04/28/2016
PNC INVESTMENTS (BERNARDSVILLE NJ)
NJ
09/09/2011 - 12/05/2013
WELLS FARGO ADVISORS, LLC (ROCKAWAY NJ)
NJ
01/25/1996 - 12/14/2001
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
CT
10/01/1995 - 12/21/1995
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
WA
04/16/1990 - 10/01/1995
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
MA
08/05/1986 - 07/20/1989
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 10/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/04/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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