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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dowling is a financial advisor who has been in the industry since 1995. Thomas Dowling is currently registered with A.g.p. / Alliance Global Partners and has a strong track record of providing financial advice to individuals, businesses, and institutions. Thomas Dowling specializes in providing financial planning, portfolio management, and investment advisory services. Thomas Dowling is a Certified Financial Planner and a Chartered Financial Analyst, and is committed to providing clients with the highest level of service and expertise. Prior to joining A.g.p. / Alliance Global Partners, Thomas Dowling was a financial advisor with AEGIS CAPITAL CORP and FSC Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
SC
06/30/2021 - Present
A.g.p. / Alliance Global Partners (Hilton Head SC)
SC
06/27/2017 - 07/21/2021
AEGIS CAPITAL CORP. (HILTON HEAD ISLAND SC)
SC
03/15/2017 - 06/30/2017
FSC SECURITIES CORPORATION (BLUFFTON SC)
SC
03/24/2010 - 03/16/2017
AEGIS CAPITAL CORP. (Hilton Head Island SC)
NY
04/12/2005 - 03/29/2010
GUNNALLEN FINANCIAL, INC (NEW YORK NY)
FL
05/06/1999 - 04/13/2005
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NY
10/19/1995 - 05/11/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
01/03/1995 - 11/10/1995
A. R. BARON & CO., INC. (NEW YORK NY)
IA
Issued 04/11/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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