Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Byron has been in the financial services industry since December 22, 1985. Currently, Thomas is registered with First Trust Portfolios LP in Wheaton, IL. Thomas has been with First Trust Portfolios LP since April 11, 2022. Previously, Thomas was employed with BMO Investment Distributors, LLC in Chicago, IL, Invesco Distributors, Inc. in Downers Grove, IL, and Van Kampen Funds Inc. in Oakbrook Terrace, IL. Thomas has passed the Series 63, Series 65, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/11/2022 - Present
First Trust Portfolios LP (WHEATON IL)
IL
10/27/2015 - 09/16/2019
BMO INVESTMENT DISTRIBUTORS, LLC (CHICAGO IL)
IL
06/21/2010 - 02/03/2015
INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)
IL
08/26/1982 - 06/07/2010
VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)
IA
Issued 06/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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