Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas M Brown has been in the securities industry for over 20 years. Thomas M Brown is currently registered with J. Streicher & Co. LLC in New York, NY. Previously, Thomas M Brown worked at COHEN CAPITAL GROUP, LLC, KELLOGG SPECIALIST GROUP LLC, and PHOENIX PARTNERS, L.L.C. Thomas M Brown holds Series 7, Series 21, Series 24, Series 25, and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/02/2011 - Present
J. Streicher & Co. LLC (NEW YORK NY)
NY
12/04/2008 - 04/18/2011
COHEN CAPITAL GROUP, LLC (NEW YORK NY)
NY
11/21/2001 - 12/01/2008
KELLOGG SPECIALIST GROUP LLC (NEW YORK NY)
NY
10/01/2000 - 11/03/2000
PHOENIX PARTNERS, L.L.C. (NEW YORK NY)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/24/2016
Series 14A - Compliance Official Specialist Exam
BC
Issued 06/27/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/24/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 03/17/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
Not sure Thomas Brown is the right advisor for you? Invested Better is here to help.
