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Thomas M Bello

Pershing LLC

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About Thomas M Bello

Thomas Bello is a financial advisor who joined Pershing LLC in 2022. Thomas has been in the financial industry since 2008 and holds the Series 7, Series 99TO and Series 52TO licenses. He is registered with FINRA. Before joining Pershing LLC, Thomas worked at J.P. Morgan Securities LLC from 2016 to 2021 and previously at J.P. Morgan Clearing Corp. and J.P.MORGAN SECURITIES INC. in 2008.

Firm Information

Thomas Bello is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Bello’s Registration & Firm History

NJ

03/31/2022 - Present

Pershing LLC (JERSEY CITY NJ)

NY

10/01/2016 - 11/11/2021

J.P. MORGAN SECURITIES LLC (BROOKLYN NY)

NY

06/23/2008 - 10/01/2016

J.P. MORGAN CLEARING CORP. (BROOKLYN NY)

NY

06/23/2008 - 12/31/2008

J.P.MORGAN SECURITIES INC. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas M Bello.
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