Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lynn Williams is an investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc., who is based in Memphis, Tennessee. Thomas Williams joined Merrill Lynch in April 1983. Thomas Williams is licensed to offer securities advice in over 50 states. Thomas Williams has passed a variety of securities industry exams, including the Series 63, Series 65, Series 7, Series 8, Series 9 and Series 10 exams. Thomas Williams also holds a license to provide investment advisory services in Tennessee and Texas. Thomas Williams is a member of the Hatchie Coon Hunting Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
03/19/1984 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MEMPHIS TN)
IA
Issued 03/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/28/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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