Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lynch Ford is a financial advisor with over 30 years of experience in the industry. Thomas is registered with LPL Financial LLC and has been with the firm since November 2012. Prior to joining LPL Financial LLC, Thomas was a financial advisor with WELLS FARGO ADVISORS, LLC. Thomas is also a registered investment advisor and has worked with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Thomas holds Series 7, Series 63, Series 65, and Series 26 licenses. He is also a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
03/09/2020 - Present
LPL Financial LLC (COLUMBIA FALLS ME)
CT
05/01/2008 - 12/06/2012
WELLS FARGO ADVISORS, LLC (BETHEL CT)
CT
04/29/1993 - 05/12/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTHBURY CT)
NA
01/28/1991 - 06/13/1991
JESUP, JOSEPHTHAL & CO., INC.
CT
09/17/1990 - 02/01/1991
COBURN & MEREDITH, INC. (SIMSBURY CT)
NY
05/24/1988 - 09/19/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/21/1987 - 06/07/1988
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 10/01/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Ford is the right advisor for you? Invested Better is here to help.
