Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lyn Foote is a financial advisor at Raymond James Financial Services Advisors, Inc. based in Muncie, IN. Thomas has been in the industry since 1984 and has experience with Ameriprise Financial Services, Inc., City Securities Corporation, and several other firms. Thomas is registered as a broker-dealer and investment advisor in Indiana and Texas. Thomas works with individual investors, corporations, and high-net-worth clients, offering financial planning, portfolio management, and educational seminars. Thomas is also a partner at Foote Hansan Davis Inc. and a member of the Finance/Investment Committee at High St Church.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IN
01/12/2018 - Present
Raymond James Financial Services Advisors, Inc. (MUNCIE IN)
IN
11/19/2008 - 10/30/2017
AMERIPRISE FINANCIAL SERVICES, INC. (MUNCIE IN)
IN
04/14/2004 - 11/19/2008
CITY SECURITIES CORPORATION (MUNCIE IN)
OH
08/23/1996 - 04/15/2004
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
01/04/1999 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
NY
08/03/1998 - 01/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
01/15/1996 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
NA
10/30/1995 - 07/10/1996
NATIONAL CITY INVESTMENTS CORPORATION
OH
07/14/1995 - 08/11/1995
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
IN
09/19/1990 - 07/14/1995
RAFFENSPERGER, HUGHES & CO., INC. (INDIANAPOLIS IN)
NY
09/15/1989 - 10/12/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
12/26/1986 - 09/15/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
12/01/1983 - 12/17/1986
PRUCO SECURITIES CORPORATION
IA
Issued 07/26/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 11/30/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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