Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lyle Bryant is an investment advisor representative who has been in the industry since 1984. Thomas is currently registered with LPL Financial LLC and is also registered with the state of Texas. Thomas has previously worked with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, WACHOVIA SECURITIES, LLC, FIRST UNION CAPITAL MARKETS CORP., SMITH BARNEY INC., LEHMAN BROTHERS INC., and E. F. HUTTON & COMPANY INC. Thomas has earned the Certified Financial Planner designation and is a business owner and investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/14/2016 - Present
LPL Financial LLC (MODESTO CA)
CA
09/17/2004 - 10/20/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MODESTO CA)
MO
10/01/1999 - 10/04/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
03/09/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
07/31/1993 - 03/24/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/18/1984 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 04/03/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/27/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1984
Series 3 - National Commodity Futures Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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