Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Somers is a registered investment advisor representative with Neuberger Berman BD LLC. Thomas has been in the financial services industry since 2005. Thomas has passed the Series 7, Series 63, Series 66, and SIE exams. Thomas holds registrations in New Jersey and New York. Thomas has previously worked at Deutsche Bank Securities Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
09/18/2023 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
07/25/2005 - 05/31/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BOTH
Issued 09/15/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/20/2019
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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