Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lucia is a registered representative with MML Investors Services, LLC and has been in the financial industry since February 1996. Thomas is licensed in several states including California, Delaware, Florida, Maryland, Massachusetts, New Jersey, New York, Ohio, and Pennsylvania. Thomas is also a registered investment advisor representative with MML Investors Services, LLC and has passed the Series 65 exam. Thomas has previously worked for MSI Financial Services, Inc., New England Securities and First Investors Corporation. Thomas is a Notary Public for the State of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
03/25/2017 - Present
MML Investors Services, LLC (WALL TOWNSHIP NJ)
NJ
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WALL TOWNSHIP NJ)
NJ
11/18/2009 - 01/02/2015
NEW ENGLAND SECURITIES (WALL TOWNSHIP NJ)
NJ
02/08/1996 - 11/09/2009
FIRST INVESTORS CORPORATION (WOODBRIDGE NJ)
IA
Issued 02/11/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Lucia is the right advisor for you? Invested Better is here to help.
