Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lowell is a financial advisor with over 30 years of experience in the financial industry. Thomas Lowell is currently registered with J.p. Morgan Securities LLC. Thomas Lowell has been with J.p. Morgan Securities LLC since August 2018. Before joining J.p. Morgan Securities LLC, Thomas Lowell worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas Lowell is a Series 6, 7, 3, 31, 63, 65, and 66 licensed professional. Thomas Lowell specializes in financial planning, pension consulting, selection of other advisors, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
08/27/2018 - Present
J.p. Morgan Securities LLC (PALM BEACH GARDENS FL)
FL
08/13/2010 - 08/28/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH GARDENS FL)
NY
08/20/2004 - 08/20/2010
UBS FINANCIAL SERVICES INC. (WHITE PLAINS NY)
NY
03/01/1999 - 08/23/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/31/1993 - 03/08/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/24/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/22/1989 - 03/12/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
02/16/1984 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
11/30/1983 - 02/09/1984
RIVIERE SECURITIES CORPORATION
NA
03/22/1983 - 10/04/1983
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
03/12/1982 - 02/09/1983
DERAND INVESTMENT CORPORATION OF AMERICA
BOTH
Issued 11/06/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/11/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2014
Series 3 - National Commodity Futures Examination
BC
Issued 04/24/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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