Unclaimed
Thomas Louis Hall is a financial advisor with LPL Financial LLC, where he has been employed since July 2021. Thomas has been working in the financial services industry since 1985 and has a broad range of experience. He specializes in providing financial planning, portfolio management, and other advisory services to individuals, businesses, and retirement plans. Thomas is registered with the following states: Colorado, Florida, Illinois, Mississippi, New York, Oklahoma, South Dakota, Tennessee, Texas, and Virginia. He holds the Series 6, 22, 24, 62, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/21/2021 - Present
LPL Financial LLC (BUDA TX)
TX
10/01/1985 - 07/21/2021
WADDELL & REED (BUDA TX)
IA
Issued 02/25/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1993
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/14/1990
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/30/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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