Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lorenzo Christopher Whitehead is a registered investment advisor representative with Wells Fargo Clearing Services, LLC, based in RALEIGH, NC. Thomas has been in the securities industry since 2010, and has been registered with Wells Fargo Clearing Services, LLC since 2011. Thomas has a Series 7, Series 63 and Series 65 licenses. Thomas also holds a SIE designation. In addition to his work as an investment advisor, Thomas is also active in the community. Thomas is a committee member at MT Olive Baptist Church, and he is also an assistant football coach at Hillside High School.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
08/11/2011 - Present
Wells Fargo Clearing Services, LLC (RALEIGH NC)
NC
01/06/2010 - 01/31/2011
MWA FINANCIAL SERVICES INC. (CARY NC)
IA
Issued 08/10/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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