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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bode is a financial advisor in Racine, WI. Thomas has been in the industry since September 15, 1992. Thomas is a Registered Representative of Cambridge Investment Research Advisors, Inc. He has passed numerous exams including the Series 7, 24, 31, 63, 65, 99, and SIE exams. Thomas is a Certified Financial Planner and a Personal Financial Specialist. Thomas holds active registrations with the states of Arizona, Colorado, District of Columbia, Florida, Georgia, Illinois, Indiana, Kentucky, Michigan, Minnesota, Nevada, North Carolina, Ohio, South Dakota, Utah, Virginia, and Wisconsin. Thomas is also an active Investment Advisor Representative in Wisconsin. Thomas offers investment advice to individuals, high net worth individuals, pension and profit-sharing plans, and state or municipal government entities. Thomas also provides financial planning, educational seminars, and market timing services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
WI
02/05/2009 - Present
Cambridge Investment Research Advisors, Inc. (RACINE WI)
GA
03/08/1995 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
IL
09/14/1992 - 03/20/1995
FIRST SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 12/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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