Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Logue is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas has been in the financial services industry since 2000, with previous experience at Fidelity Brokerage Services LLC and E*TRADE CLEARING LLC. Thomas holds several licenses and designations, including Series 7, 6, 63, 66, 10, 99TO, and SIE. Thomas has a special focus on investments and has a clientele comprised primarily of individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans. Thomas provides a range of financial services, including portfolio management, performance measurement reports, allocation modeling, IPS, research reports, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/13/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DOYLESTOWN PA)
RI
06/21/2022 - 10/11/2022
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NJ
11/05/2013 - 04/05/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
NJ
10/05/2011 - 09/05/2013
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NJ
11/01/2005 - 09/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
PA
10/23/2000 - 09/03/2003
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 04/05/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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