Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McCormick is a financial advisor in San Ramon, California. He is registered with American Investors Co. and has been in the industry since 1975. Thomas has a wide range of experience, having worked with a variety of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. His specialties include financial planning, portfolio management for individuals and businesses, and selection of other advisors. Thomas is also an attorney and tax preparer and devotes about 80 hours per month to this separate business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/30/1998 - Present
American Investors Co. (SAN RAMON CA)
NA
11/03/1988 - 01/23/1989
INTEGRATED RESOURCES EQUITY CORPORATION
CA
04/01/1988 - 11/03/1988
CHRISTOPHER WEIL & COMPANY, INC (GLENDALE CA)
NA
11/08/1978 - 04/04/1988
JUDY & ROBINSON SECURITIES, INC
NA
11/03/1977 - 09/08/1978
NA
02/01/1976 - 12/21/1977
FOOTHILL SECURITIES, INC.
NA
05/18/1976 - 03/26/1977
APEX FINANCIAL CORPORATION
NA
07/01/1975 - 06/21/1976
BC
Issued 10/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/1983
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/09/1983
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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