Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lloyd Hayes is a financial advisor with over 14 years of experience in the industry. He is registered with C. L. King & Associates, Inc. in Hoboken, NJ. He is currently registered with the states of Minnesota, New Jersey, and New York. Thomas has Series 7, 63, 86, and 87 securities licenses and also holds the SIE designation. He is also a registered representative with America Northcoast Securities, Inc. He is also experienced with Northcoast Research Partners, LLC, IRC Securities LLC, and Piper Jaffray & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/07/2023 - Present
C. L. King & Associates, Inc. (HOBOKEN NJ)
OH
08/20/2014 - 03/10/2023
NORTHCOAST RESEARCH PARTNERS, LLC (CLEVELAND OH)
OH
08/20/2014 - 06/04/2017
AMERICA NORTHCOAST SECURITIES, INC. (CLEVELAND OH)
NY
10/28/2013 - 01/24/2014
IRC SECURITIES LLC (NEW YORK NY)
MN
09/11/2007 - 02/06/2012
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
BC
Issued 04/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/09/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Thomas Hayes is the right advisor for you? Invested Better is here to help.
