Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bowden is a financial advisor with Herbert J. Sims & CO, Inc. based in Philadelphia, Pennsylvania. Thomas has been in the industry since 2013. He holds a Series 50, 52, 63, 79 and SIE licenses and is registered in Maryland and Virginia. Previously, Thomas worked at BB&T Securities, LLC in Richmond, Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
05/30/2019 - Present
Herbert J. Sims & CO, Inc. (Philadelphia PA)
VA
12/03/2013 - 05/22/2019
BB&T SECURITIES, LLC (RICHMOND VA)
BC
Issued 05/12/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/03/2013
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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