Unclaimed
Thomas Lionel Blais is a financial professional with a background in the securities industry. Thomas Blais has been in the industry since June 25, 2015. Currently, Thomas Blais is registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Thomas Blais is also a licensed General Securities Representative, has passed the Securities Industry Essentials Examination, and is a licensed Investment Company Products/Variable Contracts Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/31/2022 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
CA
03/31/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CT
09/20/2018 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
06/26/2015 - 10/05/2018
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
BC
Issued 06/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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