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Thomas Lewis Finn

Fort Washington Investment Advisors Inc.

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About Thomas Lewis Finn

Thomas Finn is a registered Investment Advisor Representative (IAR) with Fort Washington Investment Advisors Inc. Thomas has been in the industry since 1987 and has worked with several firms. Thomas is based in Cincinnati, Ohio and has passed the Series 6, Series 7 and Series 63 exams.

Firm Information

Thomas Finn is currently registered with Fort Washington Investment Advisors Inc.. Fort Washington Investment Advisors Inc. is an investment advisor based in Cincinnati, Ohio with approximately $79.5 billion in regulatory assets under management. The firm provides portfolio management for individuals, businesses, pooled investment vehicles, and investment companies. They also offer sub-advisory services and selection of other advisors. They are a registered investment advisor with the Securities and Exchange Commission (SEC).
Fort Washington Investment Advisors Inc.

303 BROADWAY

CINCINNATI, OH 45202

$79.46B

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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sub-advisory

Sub-advisory

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Thomas Finn’s Registration & Firm History

OH

08/28/2002 - Present

Fort Washington Investment Advisors Inc. (CINCINNATI OH)

OH

07/01/2002 - 02/27/2007

W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)

OH

07/23/1997 - 05/24/2002

RED CAPITAL MARKETS, INC. (COLUMBUS OH)

MD

07/06/1992 - 06/13/1997

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NA

07/31/1987 - 04/03/1989

CENTRAL TRADE$AVER, INC.

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Licenses & Designations

BC

Issued 07/27/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/1992

Series 7 - General Securities Representative Examination

BC

Issued 07/29/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas Lewis Finn.
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