Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Levens Herbert is a financial advisor with Raymond James Financial Services Advisors, Inc., registered with the state of Tennessee. He has been in the financial industry since 1987 and has worked with a number of firms, including LM FINANCIAL PARTNERS, INC., INVEST FINANCIAL CORPORATION, and J.C. BRADFORD & CO. Thomas Levens Herbert is a registered representative of Raymond James Financial Services Advisors, Inc. and a registered investment advisor with the state of Tennessee. He specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (BRENTWOOD TN)
LA
09/17/1998 - 11/19/2002
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
WI
09/26/1997 - 11/11/1998
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
06/24/1987 - 10/07/1997
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 11/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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