Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Moore is a financial advisor with over 25 years of experience. Thomas is currently registered with Osaic Wealth, Inc. and has held previous registrations with several other firms. Thomas's primary focus is on helping individuals and families achieve their financial goals. Thomas is committed to providing personalized advice and guidance to help clients make informed decisions about their investments. Thomas holds a variety of licenses and certifications, including the Series 7, 63, 65, and 22. Thomas also provides insurance services through his own business, Thomas Moore Financial Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/24/2025 - Present
Osaic Wealth, Inc. (AMARILLO TX)
TX
01/02/2015 - 10/04/2016
MSI FINANCIAL SERVICES, INC. (AMARILLO TX)
TX
01/27/2005 - 01/02/2015
NEW ENGLAND SECURITIES (AMARILLO TX)
MA
04/03/2003 - 02/02/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/03/2003 - 02/02/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
08/21/2001 - 01/27/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NJ
11/13/1996 - 08/14/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/04/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 09/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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