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Thomas Leroy Weimer

Stifel, Nicolaus & Company, Inc.

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About Thomas Leroy Weimer

Thomas Leroy Weimer is a financial advisor with over 40 years of experience in the industry. Thomas has been registered with Stifel, Nicolaus & Company, Inc. since September 2009 and previously worked at UBS Financial Services Inc. Thomas is a Series 7, 9, 10, 30, 63, and 65 licensed professional. Thomas is registered as an investment advisor representative in Pennsylvania and Texas.

Firm Information

Thomas Weimer is currently registered with Stifel, Nicolaus & Company, Inc.. Stifel, Nicolaus & Company, Inc. is a corporation headquartered in ST LOUIS, MO, United States. Founded in 1900, the firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. With over 5,000 registered representatives and $149.2 billion in regulatory assets under management, the firm serves a wide range of clients including high-net-worth individuals, corporations, and institutional investors.
Stifel, Nicolaus & Company, Inc.

501 N BROADWAY

ST LOUIS, MO 63102

$149.25B

Assets Under Management

Not reported

Total Clients

4,272

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Weimer’s Registration & Firm History

PA

09/25/2009 - Present

Stifel, Nicolaus & Company, Inc. (ALTOONA PA)

PA

01/28/1995 - 09/25/2009

UBS FINANCIAL SERVICES INC. (ALTOONA PA)

NY

05/19/1978 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NA

07/22/1976 - 05/19/1978

KIDDER, PEABODY & CO., INCORPORATED

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Licenses & Designations

IA

Issued 01/06/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/29/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/13/1994

Series 30 - NFA Branch Manager Examination

BC

Issued 03/15/1985

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/1977

PC - AMEX Put and Call Exam

BC

Issued 07/17/1976

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Thomas Leroy Weimer. Review regulatory record here.
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