Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Leonard Reddick is a financial professional with over 15 years of experience in the industry. Thomas is currently registered with TPG Capital BD, LLC, and holds multiple licenses and designations. Thomas has previously been associated with Tejas Securities Group, Inc. and SHD Holdings LLC. Thomas is a licensed Series 79, Series 7, Series 63, Series 27, Series 24 and Series 14 representative, and has completed the SIE exam. Thomas is registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/03/2019 - Present
TPG Capital BD, LLC (FORT WORTH TX)
TX
01/16/2012 - 01/29/2013
TEJAS SECURITIES GROUP, INC. (AUSTIN TX)
TX
11/06/2006 - 05/14/2010
SHD HOLDINGS LLC (AUSTIN TX)
BC
Issued 12/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/31/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/22/2020
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/17/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/03/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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