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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McKenzie is an investment advisor representative with Osaic Wealth, Inc. Thomas has been in the industry since July 22, 1998. He is a registered representative in Arizona, California, and Oregon. Thomas has experience with a variety of investment products and services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. In addition to his work as an investment advisor representative, Thomas is also an attorney licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/22/2025 - Present
Osaic Wealth, Inc. (LOS ALAMITOS CA)
CA
05/13/2010 - 07/15/2022
NPB FINANCIAL GROUP, LLC (LOS ALAMITOS CA)
CA
08/10/2006 - 05/14/2010
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
MA
10/26/1999 - 09/30/2004
ASSOCIATED SECURITIES CORP. (BOSTON MA)
MA
06/06/1997 - 11/03/1999
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
GA
07/05/1996 - 02/10/1997
FSC SECURITIES CORPORATION (ATLANTA GA)
CA
05/14/1996 - 06/27/1996
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 04/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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