Unclaimed
Thomas Leonard Judge has been in the financial industry since June 1983. Judge is currently registered with LPL Financial LLC and has been with the firm since December 2022. Thomas has a background with several firms including Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Legg Mason Wood Walker, Incorporated, and Legg Mason Masten Inc. Judge's advisory services include financial planning, educational seminars, consulting, and other non-discretionary advisory services. He is also a registered Investment Advisor in Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
01/03/2025 - Present
LPL Financial LLC (STEVENSVILLE MD)
MD
04/09/2010 - 01/09/2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ANNAPOLIS MD)
MD
01/01/2008 - 04/09/2010
WELLS FARGO ADVISORS, LLC (ANNAPOLIS MD)
MD
11/20/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ANNAPOLIS MD)
NA
11/03/1987 - 11/23/1990
LEGG MASON WOOD WALKER, INCORPORATED
MD
04/18/1984 - 11/23/1990
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
10/30/1987 - 11/04/1987
LEGG MASON MASTEN INC.
NA
01/20/1982 - 11/19/1982
IDS MARKETING CORPORATION
BC
Issued 09/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
BC
Issued 01/11/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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