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Thomas Leonard Dominko

Northwestern Mutual Investment Services, LLC

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About Thomas Leonard Dominko

Thomas Dominko is a financial professional with over 38 years of experience in the financial services industry. Thomas is registered as a Broker-Dealer and Investment Advisor Representative with Northwestern Mutual Investment Services, LLC and is a licensed insurance professional. Thomas has a strong background in securities and investment advisory services and holds several professional licenses, including the Series 7, Series 63, and Series 65 licenses. Thomas is a Chartered Financial Consultant and specializes in helping individuals and families plan for their financial future.

Firm Information

Thomas Dominko is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Thomas Dominko’s Registration & Firm History

NJ

06/07/2007 - Present

Northwestern Mutual Investment Services, LLC (BRIDGEWATER NJ)

WI

12/17/1985 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 12/13/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/10/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Leonard Dominko.
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