Unclaimed
Thomas Dominko is a financial professional with over 38 years of experience in the financial services industry. Thomas is registered as a Broker-Dealer and Investment Advisor Representative with Northwestern Mutual Investment Services, LLC and is a licensed insurance professional. Thomas has a strong background in securities and investment advisory services and holds several professional licenses, including the Series 7, Series 63, and Series 65 licenses. Thomas is a Chartered Financial Consultant and specializes in helping individuals and families plan for their financial future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NJ
06/07/2007 - Present
Northwestern Mutual Investment Services, LLC (BRIDGEWATER NJ)
WI
12/17/1985 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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