Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Leo Smallwood is a registered representative with J.p. Morgan Securities LLC in Nashville, TN. Thomas has over 30 years of experience in the financial services industry. He is also registered in Alabama, Georgia, New York and Tennessee. Thomas holds Series 3, 7, 79 and SIE licenses and has specialized in investments in stocks, bonds, mutual funds, options, and retirement planning. Thomas’s current focus is on providing a variety of investment advisory services to individuals and institutions, working with a team of professionals at J.p. Morgan Securities. J.p. Morgan Securities LLC is a subsidiary of JPMorgan Chase & Co., one of the world's largest financial institutions. The firm provides a wide range of financial products and services to individuals, corporations, and governments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TN
08/01/2016 - Present
J.p. Morgan Securities LLC (Nashville TN)
NA
06/24/1987 - 01/02/1989
PRUDENTIAL-BACHE SECURITIES INC.
BC
Issued 10/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/03/1987
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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