Unclaimed
Thomas McNamara is a securities professional with over 15 years of experience in the industry. Thomas is currently registered with Rabo Securities USA, Inc. and holds Series 7, 55, 79 and SIE licenses. Thomas is also registered with the states of New York and Connecticut. Previously, Thomas worked at WELLS FARGO SECURITIES, LLC and MORGAN STANLEY DW INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/22/2015 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NC
09/14/2010 - 08/02/2012
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
07/03/2003 - 03/05/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 11/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/04/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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