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Thomas Leo McNamara

Rabo Securities USA, Inc.

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About Thomas Leo McNamara

Thomas McNamara is a securities professional with over 15 years of experience in the industry. Thomas is currently registered with Rabo Securities USA, Inc. and holds Series 7, 55, 79 and SIE licenses. Thomas is also registered with the states of New York and Connecticut. Previously, Thomas worked at WELLS FARGO SECURITIES, LLC and MORGAN STANLEY DW INC.

Firm Information

Thomas McNamara is currently registered with Rabo Securities USA, Inc.. Rabo Securities USA, Inc. is a corporation that was formed on March 22, 1999. They are registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas McNamara’s Registration & Firm History

NY

09/22/2015 - Present

Rabo Securities USA, Inc. (NEW YORK NY)

NC

09/14/2010 - 08/02/2012

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NY

07/03/2003 - 03/05/2007

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 11/17/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/04/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/01/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Leo McNamara.
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