Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dooley is a registered representative with D.a. Davidson & Co. Thomas has been in the securities industry since March 9, 1986. Thomas is licensed in 40 states and has a broad range of experience, including experience with investments in stocks, bonds, mutual funds, and options. Thomas has also worked with clients on financial planning, retirement planning, and college savings. Thomas is a highly experienced professional with a strong track record of success in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
06/10/2020 - Present
D.a. Davidson & Co. (POWELL OH)
OH
09/23/2009 - 05/01/2018
BOENNING & SCATTERGOOD, INC. (POWELL OH)
OH
03/13/2009 - 10/01/2009
RBC CAPITAL MARKETS CORPORATION (DUBLIN OH)
OH
03/06/2006 - 03/13/2009
FERRIS, BAKER WATTS, LLC (DUBLIN OH)
OH
08/02/2000 - 03/07/2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED (DUBLIN OH)
OH
10/20/1999 - 07/31/2000
CAPITAL SECURITIES OF AMERICA, INC. (HARTVILLE OH)
OH
12/23/1996 - 11/04/1999
QUANTUM CAPITAL CORPORATION (COLUMBUS OH)
FL
04/06/1995 - 12/24/1996
THE HAMILTON-SHEA GROUP, INC. (POMPANO BEACH FL)
OH
01/14/1992 - 12/07/1994
DIVERSIFIED CAPITAL MARKETS, INC. (COLUMBUS OH)
NA
12/18/1989 - 01/03/1992
OMNI CAPITAL MARKETS, INCORPORATED
NA
03/09/1989 - 01/02/1990
CAMELOT INVESTMENT CORP.
NA
10/22/1985 - 02/27/1989
CORNA AND CO., INC.
BOTH
Issued 01/20/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/1990
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/25/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/09/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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