Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lee Sickler is a financial advisor with over 40 years of experience in the financial services industry. Thomas has been registered with Stifel, Nicolaus & Company, Inc. since 2000, and has been active in the securities and investment advisory industries since 1983. Thomas is licensed in numerous states to provide a range of financial products and services, including portfolio management, financial planning, and investment advice. Thomas's previous affiliations include Neidiger, Tucker, Bruner, Inc., Courtrust Investment Corporation, and First Capital Investment Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
09/10/2021 - Present
Stifel, Nicolaus & Company, Inc. (DENVER CO)
CO
02/24/1988 - 11/10/2000
NEIDIGER, TUCKER, BRUNER, INC. (HIGHLANDS RANCH CO)
NA
06/03/1985 - 04/08/1988
COURTRUST INVESTMENT CORPORATION
NA
09/20/1983 - 04/18/1985
FIRST CAPITAL INVESTMENT CORPORATION
IA
Issued 12/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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