Unclaimed
Thomas Parnaby is a financial advisor registered with Fidelity Brokerage Services LLC and has been in the industry since September 30, 2011. Thomas is licensed to provide financial advice in several states, including California, Colorado, Connecticut, Florida, Illinois, Kentucky, Maryland, Massachusetts, Missouri, Nebraska, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, Tennessee, Texas, Virginia, and Washington. Thomas previously worked at UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
10/20/2014 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
NJ
08/24/2011 - 09/11/2014
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 08/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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