Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Klimisch is a financial advisor registered with Wells Fargo Clearing Services, LLC and has been in the financial industry since July 1996. Thomas has a Series 7, Series 63, and Series 65 license and specializes in providing financial advice to individuals and businesses. Thomas has experience working with Wells Fargo Securities, LLC, Wells Fargo Institutional Securities, LLC, Wells Fargo Brokerage Services, L.L.C., Wells Fargo Investments, LLC, and Prudential Securities Incorporated. Thomas has been with Wells Fargo Advisors since April 2012 and with Wells Fargo Clearing Services, LLC since November 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/07/2012 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
11/06/2009 - 04/04/2012
WELLS FARGO SECURITIES, LLC (IRVINE CA)
CA
03/15/2001 - 04/04/2012
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (IRVINE CA)
CA
01/02/2008 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (IRVINE CA)
CA
02/01/1999 - 03/16/2006
WELLS FARGO BROKERAGE SERVICES, L.L.C. (SAN DIEGO CA)
CA
05/02/2001 - 05/31/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
01/10/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
06/19/1996 - 12/16/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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