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Thomas Lee Herrmann

GWN Securities Inc.

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About Thomas Lee Herrmann

Thomas Lee Herrmann is a financial professional with over 30 years of experience in the industry. Thomas currently works at GWN Securities Inc. Previously Thomas worked at Money Concepts Capital Corp. , Metlife Securities Inc., Metropolitan Life Insurance Company, Security First Financial, Inc., and NML Equity Services, Inc.. Thomas is licensed to provide investment advice in Connecticut, Iowa, Minnesota, Nebraska, and South Dakota. Thomas is a Series 6, Series 63, and SIE licensed representative and focuses on providing financial planning, market timing services, selection of other advisers and portfolio management for individuals.

Firm Information

Thomas Herrmann is currently registered with GWN Securities Inc.. GWN Securities Inc., formed in May 1999, is a Florida-based corporation offering a range of investment advisory services to individuals, corporations, and high-net-worth clients. The firm manages over $3 billion in assets, serving over 32,000 clients across the United States. GWN Securities specializes in financial planning, market timing services, and portfolio management for individuals and corporations.
GWN Securities Inc.

11440 NORTH JOG ROAD

PALM BEACH GARDENS, FL 33418-3764

$3.08B

Assets Under Management

88

Total Clients

583

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

In lieu of hourly fee, ia can charge a flat fee

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Thomas Herrmann’s Registration & Firm History

FL

01/18/2005 - Present

GWN Securities Inc. (PALM BEACH GARDENS FL)

FL

08/22/2003 - 01/20/2005

MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)

MA

04/26/1999 - 07/15/2003

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

04/26/1999 - 07/15/2003

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

CA

02/15/1995 - 04/30/1999

SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)

NA

07/19/1982 - 12/15/1986

NML EQUITY SERVICES, INC.

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Licenses & Designations

BC

Issued 02/13/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Lee Herrmann.
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