linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Lee Gallucci

Pickwick Capital Partners, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Lee Gallucci

Thomas Gallucci is a registered representative with Pickwick Capital Partners, LLC. Thomas has been in the securities industry since 1998 and is licensed in the state of New York. Thomas has held previous positions with Cain Brothers & Company, LLC, FBR Capital Markets & Co., Lazard Capital Markets LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bear, Stearns & Co. Inc.. Thomas has passed the Series 63, Series 79, Series 86, Series 87 and Series 7 exams.

Firm Information

Thomas Gallucci is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Gallucci’s Registration & Firm History

NY

06/13/2019 - Present

Pickwick Capital Partners, LLC (WHITE PLAINS NY)

NY

01/07/2015 - 12/07/2017

CAIN BROTHERS & COMPANY, LLC (NEW YORK NY)

NY

10/18/2013 - 12/22/2014

FBR CAPITAL MARKETS & CO. (NEW YORK NY)

NY

05/20/2009 - 10/17/2013

LAZARD CAPITAL MARKETS LLC (NEW YORK NY)

NY

02/01/1999 - 05/01/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/25/1997 - 02/12/1999

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

09/14/1995 - 03/14/1996

CS FIRST BOSTON CORPORATION (NEW YORK NY)

Not sure if Thomas Lee Gallucci is right for you?

Licenses & Designations

BC

Issued 10/06/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/23/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 06/23/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/13/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Lee Gallucci.
Not sure if Thomas Lee Gallucci is right for you?