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Thomas Lee Forsythe

Farmers Financial Solutions, LLC

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About Thomas Lee Forsythe

Thomas Lee Forsythe is a financial professional with over 30 years of experience in the industry. Thomas has a strong background in securities and investment products. Thomas is currently registered with Farmers Financial Solutions, LLC in California and North Carolina. Prior to joining Farmers Financial Solutions, LLC Thomas was with LPL FINANCIAL LLC, 1717 CAPITAL MANAGEMENT COMPANY, ROYAL ALLIANCE ASSOCIATES, INC., METLIFE SECURITIES INC. and METROPOLITAN LIFE INSURANCE COMPANY. Thomas holds Series 6, 7, 26, 63 and 65 licenses.

Firm Information

Thomas Forsythe is currently registered with Farmers Financial Solutions, LLC. Farmers Financial Solutions, LLC is a Limited Liability Company formed in December 1999. The firm is registered in all 50 U.S. states and the District of Columbia and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

2,991

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Forsythe’s Registration & Firm History

CA

02/24/2016 - Present

Farmers Financial Solutions, LLC (TORRANCE CA)

CA

04/21/2008 - 02/24/2016

LPL FINANCIAL LLC (EL SEGUNDO CA)

CA

01/24/2000 - 04/28/2008

1717 CAPITAL MANAGEMENT COMPANY (LOS ANGELES CA)

AZ

01/10/2000 - 09/19/2002

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

MA

07/16/1990 - 01/13/2000

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

07/16/1990 - 01/13/2000

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/27/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/19/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/09/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/1998

Series 7 - General Securities Representative Examination

BC

Issued 07/12/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Lee Forsythe.
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