Unclaimed
Thomas Lee Forsythe is a financial professional with over 30 years of experience in the industry. Thomas has a strong background in securities and investment products. Thomas is currently registered with Farmers Financial Solutions, LLC in California and North Carolina. Prior to joining Farmers Financial Solutions, LLC Thomas was with LPL FINANCIAL LLC, 1717 CAPITAL MANAGEMENT COMPANY, ROYAL ALLIANCE ASSOCIATES, INC., METLIFE SECURITIES INC. and METROPOLITAN LIFE INSURANCE COMPANY. Thomas holds Series 6, 7, 26, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/24/2016 - Present
Farmers Financial Solutions, LLC (TORRANCE CA)
CA
04/21/2008 - 02/24/2016
LPL FINANCIAL LLC (EL SEGUNDO CA)
CA
01/24/2000 - 04/28/2008
1717 CAPITAL MANAGEMENT COMPANY (LOS ANGELES CA)
AZ
01/10/2000 - 09/19/2002
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MA
07/16/1990 - 01/13/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/16/1990 - 01/13/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 10/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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