Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Doggett is a financial advisor who has been in the industry since 1997. He is currently registered with Ameriprise Financial Services, LLC and has been with the firm since 2014. Thomas has previously worked at EDWARD JONES, Hines Real Estate Investments, Inc., A I M Distributors, Inc., PaineWebber Incorporated, Financial Network Investment Corporation, and Bank United Securities Corp. Thomas Doggett is a Series 63, 65, 66 and 7 licensed professional. He has a specialization in asset allocation, retirement planning, financial planning and portfolio management. Thomas offers a range of services to individuals and families, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/31/2014 - Present
Ameriprise Financial Services, LLC (KATY TX)
TX
05/10/2010 - 02/03/2014
EDWARD JONES (KATY TX)
TX
03/13/2007 - 06/09/2009
HINES REAL ESTATE INVESTMENTS, INC. (HOUSTON TX)
TX
10/03/2000 - 03/07/2007
A I M DISTRIBUTORS, INC. (HOUSTON TX)
NJ
08/20/1999 - 09/13/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
08/29/1997 - 10/28/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
TX
09/12/1996 - 07/28/1997
BANK UNITED SECURITIES CORP. (HOUSTON TX)
BOTH
Issued 05/22/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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