Unclaimed
Thomas Brandon has been in the financial services industry since March 1975. Thomas is currently registered with Cambridge Investment Research Advisors, Inc. in Atlanta, Georgia. Thomas previously worked at RAYMOND JAMES FINANCIAL SERVICES, INC. in Atlanta, Georgia. Thomas is also a registered representative of Cambridge Investment Research, Inc. in Georgia and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
GA
01/03/2022 - Present
Cambridge Investment Research Advisors, Inc. (ATLANTA GA)
GA
03/01/2002 - 11/06/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (ATLANTA GA)
CA
06/28/1994 - 02/28/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CA
08/15/1988 - 05/23/1994
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
09/14/1987 - 08/15/1988
KAVANAUGH SECURITIES, INC.
NA
03/21/1986 - 10/02/1987
INTEGRATED RESOURCES EQUITY CORPORATION
NA
12/03/1984 - 04/08/1986
FRANKLIN REALTY SECURITIES CORP.
NA
09/15/1980 - 08/17/1984
INTEGRATED RESOURCES EQUITY CORPORATION
NA
12/10/1979 - 10/09/1980
ST. PAUL INVESTORS, INC.
NA
01/14/1977 - 02/06/1979
PROVIDENT NATIONAL EQUITIES, INC.
NA
12/24/1973 - 02/28/1977
SHENANDOAH EQUITY SERVICES, INCORPORATED
NA
01/27/1976 - 01/14/1977
PLA SECURITIES CORPORATION
BOTH
Issued 12/31/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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