Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Lee Brandon

Cambridge Investment Research Advisors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Lee Brandon

Thomas Brandon has been in the financial services industry since March 1975. Thomas is currently registered with Cambridge Investment Research Advisors, Inc. in Atlanta, Georgia. Thomas previously worked at RAYMOND JAMES FINANCIAL SERVICES, INC. in Atlanta, Georgia. Thomas is also a registered representative of Cambridge Investment Research, Inc. in Georgia and Texas.

Firm Information

Thomas Brandon is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Solicitation fees from 3rd party money managers

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Brandon’s Registration & Firm History

GA

01/03/2022 - Present

Cambridge Investment Research Advisors, Inc. (ATLANTA GA)

GA

03/01/2002 - 11/06/2009

RAYMOND JAMES FINANCIAL SERVICES, INC. (ATLANTA GA)

CA

06/28/1994 - 02/28/2002

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

CA

08/15/1988 - 05/23/1994

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NA

09/14/1987 - 08/15/1988

KAVANAUGH SECURITIES, INC.

NA

03/21/1986 - 10/02/1987

INTEGRATED RESOURCES EQUITY CORPORATION

NA

12/03/1984 - 04/08/1986

FRANKLIN REALTY SECURITIES CORP.

NA

09/15/1980 - 08/17/1984

INTEGRATED RESOURCES EQUITY CORPORATION

NA

12/10/1979 - 10/09/1980

ST. PAUL INVESTORS, INC.

NA

01/14/1977 - 02/06/1979

PROVIDENT NATIONAL EQUITIES, INC.

NA

12/24/1973 - 02/28/1977

SHENANDOAH EQUITY SERVICES, INCORPORATED

NA

01/27/1976 - 01/14/1977

PLA SECURITIES CORPORATION

Not sure if Thomas Lee Brandon is right for you?

Licenses & Designations

BOTH

Issued 12/31/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/14/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/1982

Series 7 - General Securities Representative Examination

BC

Issued 12/17/1973

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Lee Brandon.
Not sure if Thomas Lee Brandon is right for you?