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Thomas Lee Boulund

Morgan Stanley

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About Thomas Lee Boulund

Thomas Lee Boulund is a financial advisor with Morgan Stanley. Thomas has been in the industry since 1984. Thomas is registered to provide investment advice in Iowa and Texas. Thomas is also registered with FINRA. In addition to working with Morgan Stanley, Thomas also serves as a trustee for several trusts. Thomas has a long history in the financial industry, having previously worked for UBS Financial Services, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Inc. and Lehman Brothers Inc.

Firm Information

Thomas Boulund is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Thomas Boulund’s Registration & Firm History

IA

10/01/2021 - Present

Morgan Stanley (Davenport IA)

IA

09/30/2011 - 10/21/2021

UBS FINANCIAL SERVICES INC. (DAVENPORT IA)

IA

06/01/2009 - 10/10/2011

MORGAN STANLEY SMITH BARNEY (DAVENPORT IA)

IL

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (MOLINE IL)

IL

03/13/2000 - 04/02/2007

MORGAN STANLEY DW INC. (MOLINE IL)

NY

03/21/1995 - 04/11/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

02/23/1995 - 03/17/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NY

07/31/1993 - 03/09/1995

SMITH BARNEY INC. (NEW YORK NY)

NY

02/15/1988 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

11/21/1984 - 02/15/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

IA

Issued 04/29/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/05/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/1985

Series 3 - National Commodity Futures Examination

BC

Issued 11/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Lee Boulund.
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