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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Faris is a registered investment advisor representative with Fifth Third Securities, Inc. based in Montgomery, Ohio. Thomas Faris has been in the industry since 1988. Thomas Faris is also licensed in 24 other states. Thomas Faris holds the Series 63, Series 65, Series 7, and SIE exams. The Fifth Third Securities, Inc. firm has over 1200 registered representatives and 886 investment advisor representatives. The firm has approximately $1 Billion to $10 Billion in assets under management and manages the accounts of over 40,000 clients. The firm provides services for individuals, businesses, high-net-worth individuals, charitable organizations, pooled investment vehicles, and pension and profit sharing plans. The firm provides financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
11/22/2004 - Present
Fifth Third Securities, Inc. (Montgomery OH)
MO
09/27/1996 - 10/22/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
OH
05/25/1988 - 10/17/1996
THE OHIO COMPANY (CINCINNATI OH)
IA
Issued 11/2/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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