Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Le is a registered representative with J.P. Morgan Securities LLC and has been in the industry since 2023. Thomas is licensed in all 50 states and the District of Columbia. Thomas is a Series 63, Series 79TO and SIE license holder. Thomas Le is a registered representative of J.P. Morgan Securities LLC. The firm provides advisory services to a wide variety of clients, including individuals, businesses, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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TX
04/07/2023 - Present
J.p. Morgan Securities LLC (Houston TX)
BC
Issued 04/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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