Unclaimed
Thomas Layton Obara is a registered representative with Fidelity Brokerage Services LLC. Thomas has been in the securities industry since December 21, 2000. Thomas holds the Series 6, 7, and 63 licenses as well as the SIE exam. Thomas was previously employed by T. Rowe Price Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
01/25/2013 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
MA
03/27/1997 - 04/29/2009
T. ROWE PRICE INVESTMENT SERVICES, INC. (WELLESLEY MA)
BC
Issued 01/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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