Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lawson Joy is an investment advisor representative with Stonegate Investment Group, LLC. Thomas has been in the industry for 29 years and has a strong track record of success. Thomas holds Series 63, 66 and 7 licenses and is registered in Alabama. He has a strong focus on financial planning, pension consulting and selection of other advisers. Thomas has experience working with high-net-worth individuals, corporations, pension and profit sharing plans, and pooled investment vehicles. Thomas's expertise includes providing investment advice and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
10/06/2021 - Present
Stonegate Investment Group, LLC (BIRMINGHAM AL)
AL
05/16/2013 - 05/07/2021
BBVA SECURITIES INC. (BIRMINGHAM AL)
AL
01/13/2012 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (BIRMINGHAM AL)
AL
01/20/1994 - 07/25/1996
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
BOTH
Issued 09/01/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2012
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Thomas Joy is the right advisor for you? Invested Better is here to help.
