Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Scanlan is a registered representative in New Jersey. Thomas has been working in the securities industry since November 27, 2004. Currently, Thomas is registered with Dealerweb Inc. Prior to joining Dealerweb Inc. Thomas worked for EXECUTION ACCESS, LLC and BROKERTEC AMERICAS LLC. Thomas holds the Series 63, Series 24, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
11/25/2022 - Present
Dealerweb Inc. (Jersey City NJ)
NY
08/02/2021 - 11/28/2022
EXECUTION ACCESS, LLC (NEW YORK NY)
IL
05/03/2004 - 01/05/2021
BROKERTEC AMERICAS LLC (CHICAGO IL)
BC
Issued 09/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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