Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lawrence Di galoma is a Financial Advisor with Curvature Securities LLC. Thomas Lawrence Di galoma has been in the securities industry for 37 years. Before joining Curvature Securities LLC, Thomas Lawrence Di galoma was registered with BTIG, LLC and SEAPORT GLOBAL SECURITIES LLC. Thomas Lawrence Di galoma holds the Series 3, Series 7, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
07/16/2024 - Present
Curvature Securities LLC (CHATHAM NJ)
NY
11/21/2022 - 06/17/2024
BTIG, LLC (New York NY)
CT
03/14/2016 - 11/21/2022
SEAPORT GLOBAL SECURITIES LLC (GREENWICH CT)
NY
05/02/2013 - 02/09/2016
E D & F MAN CAPITAL MARKETS INC. (NEW YORK NY)
CT
02/23/2012 - 04/12/2013
NAVIGATE ADVISORS (STAMFORD CT)
NY
06/22/2011 - 01/04/2012
PIERPONT SECURITIES LLC (NEW YORK NY)
NY
05/02/2011 - 06/07/2011
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
03/17/2009 - 05/05/2011
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
10/16/2003 - 03/20/2009
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
10/17/2003 - 11/01/2004
BONDS DIRECT SECURITIES LLC (NEW YORK NY)
NY
03/01/2001 - 10/27/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/28/1999 - 03/01/2001
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
IL
02/13/1998 - 06/03/1999
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
NY
10/15/1990 - 12/18/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
03/02/1988 - 10/09/1990
YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)
NA
09/24/1986 - 01/26/1988
NOMURA SECURITIES INTERNATIONAL, INC.
BC
Issued 09/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1987
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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