Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Laurence Harte is a registered representative with Lockton Investment Securities, LLC in Kansas City, MO. Thomas has been in the securities industry since July 26, 1989. Thomas is licensed to sell securities in Illinois. Thomas has passed the Series 63, SIE and Series 6 exams. Prior to joining Lockton Investment Securities, LLC, Thomas was employed by MML INVESTORS SERVICES, INC. and G. R. PHELPS & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
11/06/2008 - Present
Lockton Investment Securities, LLC (KANSAS CITY MO)
IL
03/01/1996 - 12/31/2006
MML INVESTORS SERVICES, INC. (CHICAGO IL)
NA
09/21/1987 - 03/01/1996
G. R. PHELPS & CO., INC.
BC
Issued 08/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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