Unclaimed
Thomas Lancaster Jones has been in the securities industry since August 24, 2007. Thomas Lancaster Jones is currently registered with Symetra Securities, Inc., and is licensed to provide investment advice in 10 states. Thomas Lancaster Jones is a Series 7 and Series 63 licensed advisor. Thomas Lancaster Jones holds the SIE certification. Previously, Thomas Lancaster Jones was registered with INVESTMENT DISTRIBUTORS, INC., CONCOURSE FINANCIAL GROUP SECURITIES, INC., ALLIANZ LIFE FINANCIAL SERVICES, LLC and SIGNATOR INVESTORS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WA
12/22/2023 - Present
Symetra Securities, Inc. (BELLEVUE WA)
AL
01/03/2022 - 12/31/2023
INVESTMENT DISTRIBUTORS, INC. (BIRMINGHAM AL)
AL
02/24/2020 - 01/03/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)
MN
10/18/2010 - 02/25/2020
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
MN
08/23/2007 - 10/15/2010
SIGNATOR INVESTORS, INC. (MAPLE GROVE MN)
BC
Issued 10/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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