Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas L Shannon is a financial advisor with over 23 years of experience in the financial services industry. Thomas currently works at Charles Schwab & CO., Inc. in Plano, Texas, and is registered to offer securities in 23 states. Thomas has been registered with Charles Schwab & CO., Inc. since October 2003, and prior to that, worked at TD WATERHOUSE INVESTOR SERVICES, INC. in Omaha, Nebraska; H&R BLOCK FINANCIAL ADVISORS, INC. in Detroit, Michigan; and Fidelity Brokerage Services, Inc. in Smithfield, Rhode Island. Thomas holds the Series 63, 65, 7, 9, 10 and SIE licenses, and is also a Registered Representative. Thomas specializes in providing financial planning and investment advice, and is a wrap fee program sponsor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
10/10/2003 - Present
Charles Schwab & CO., Inc. (Plano TX)
NE
01/24/2002 - 09/29/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MI
07/06/2000 - 12/07/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
RI
11/05/1999 - 04/17/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 05/17/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/22/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Thomas Shannon is the right advisor for you? Invested Better is here to help.
